Internal Audit

Job Purpose

- Perform audit activities as a Manager or audit team member depending on the size and complexity of the audit

- Assist the Chief Internal Audit /Section audit Head in performing the functions, duties and management roles in the audit Division as assigned.

Key Accountabilities (1)

1. Execute a comprehensive audit plan aligned with the organization's strategic objectives and regulatory expectations to ensure quality, timeliness, and effectiveness regarding: operations of the units/departments/individuals in charge:

- Assess the materiality and risk managment of key actitivities, processes, units to timely update the audit risk profile and submit audit plan based on in-deep knowledge audit methodology; internal control frameworks; profound risk management and analytical reports.

- - Conduct thorough and independent audits one of the activities, including: appraisal financial report, liquidity risk, interest risk, treasury, CAR, ICAAP

- Analyze audit findings based on assessing the Bank's risk management and internal control and the impact of these issues on the bank 's performance and compliance with regulations which requires the problem-solving skill, analytical thinking skill, operational risk management.

Key Accountabilities (2)

2. Conduct the supervision:

- Perform supervision activities inclusive: review transactions with organizations and individuals under the approval authority of the Board of Directors and General Meeting of Shareholders; compliance with legal regulations, internal regulations in corporate credit activities and compliance with restrictions to ensure safety in TCB's operations based on the following skills and knowledge:

(i) In deep knowledge of financial Statements reporting to analyse balance sheets, income statements, and other financial documents...

(ii) Data analytics skill to implement data-driven audit approaches to identify trends, patterns, and anomalies.

(iii) Regulation and laws knowledge to Stay abreast of regulatory changes, industry best practices in credit risk management, audit, model governance, and operational risk to timely give recommendation (if any)

- Monitor the remedial action of risk issues, non-compliance and risk control and recommendations of external state agencies, external auditors, ....

Key Accountabilities (3)

3. Proactively research, train to effectively carry out auditing and supervision activities and participate in developing, amending, and supplementing internal regulations related to the activities of the BOS and Internal Audit under the law.

4. Perform other appropriate functions and responsibilities according to the law, internal regulations, direction, authorization/delegation of power/responsibilities assignment of the Head/Director/Senior manager.

Key Relationships - External Stakeholders

State agencies/authorities - State bank of Vietnam, MOF, Government inspection; Independent auditors, consulting units,...releated to the functions, tasks stipulated by BOS and as assigned by the Chief Internal Auditor, including but not limited to:

Domain expertise:

- Relevant work experience (years): 5 years and above of relevant experience in banking, risk management, audit, statistical analysis.

- English: meet the TCB's requirement

- Having experience in international firms (Big 4, foreign financial institutions...) can be beneficial.

Qualifications:

1. A bachelor degree or higher in economics, banking & finances, business administration, law, accounting, auditing and have basic knowledge in information technology & Data;

2. Prefer international qualifications OR professional certification in accounting and auditing or credit certification; or law certification or valuation certification; or risk management certification; financial analysis, financial risk management... (e.g.,CPA, ACCA, CA, CIA, CFA, FRM, CISA, Moody, Omega....)