Compliance Deputy Manager

*According to Decree No.13/2023/ND-CP on protecting personal data (“PDP”), Home Credit Vietnam would apply "Personal Data Processing Agreement" with all candidates to ensure compliance with the decree.

By submitting this application to Home Credit Vietnam Finance Company Limited through Vietnamworks, you agree to allow Home Credit to proceed your provided information in accordance with Personal Data Processing Agreement that you have read, fully understood and agreed to the entire content at link <ins>https://career.homecredit.vn/vn/article/id/217.

RESPONSIBILITIES:

• Set up compliance department with skillful and knowledgeable staff in order to help other managers and departments to conduct their job in compliance with laws and regulations

• Identify, assess and communicate the compliance risks especially high risk areas which need immediate action to resolve; which ensure that the company is in compliance with all regulations

• Ensure that business policies, procedures and related manuals are explicitly defined and reviewed periodically in compliance with regulations

• Be able to implement/monitor/control procedures to ensure the compliance in practice

• Ensure that staff /departments are educated in respect to compliance with applicable laws, rules and standards; work with executive directors and senior management to improve their understanding of strategic and operational compliance and the business benefits it will bring

• Participate in Executive committee meetings and decision making to ensure all risks are identified and mitigated

• Act as a contact point within the company for compliance queries from staff members and act as a change leader to promote and drive the delivery of compliance procedures to the company.

• Inform immediately to the relevant authorities, any suspicious transactions reported by staff; report promptly any material breaches of laws, rules and standards to senior management and ensure that appropriate remedial or disciplinary action is taken if breaches are identified

• Receive all regulatory directives and communicate with regulatory bodies on behalf of the company; liaise with relevant internal and external bodies including external auditors and internal auditors ; co-ordinate and support the operations of Internal Audit as well

• Provide an investigation capacity reporting to the Management Board, as required by the CEO, on areas of specific concern, including possible initial fraud investigation

• Prepare compliance agenda for a whole year and establish the capacity to report, as required, directly to the CEO on matters of corporate importance

• Bachelor’s degree in Legal or related majors

• Knowledge of compliance, including planning, techniques, test and sampling methods

• Ability to conduct independent research and analysis

• Relevant experience in compliance at multinational organizations.

• Advanced communication in English and Vietnamese

• Good negotiation & persuasion skill

• Possess thorough and accurate knowledge of the technical aspects of the financial markets and the FSA; capable of applying this knowledge.

• Familiar with the financial business area, demonstrates a genuine and ongoing interest in the financial markets